Monday 29 March 2021

The scope of a prior approval application


One of the issues that has arisen in relation to prior approval applications is whether in determining either that their prior approval will not be required or that prior approval is granted, the LPA is impliedly determining that the proposed permitted development does qualify as such, so that the LPA cannot subsequently resile from their decision on the ground that the development does not in fact qualify as permitted development.

This problem became particularly acute following the judgment in Hibbitt regarding the permissible extent of building operations under Part 3, Class Q. Several LPAs, having granted prior approval for Class Q developments then sought to go behind the prior approval they had granted, because they then came to the conclusion in light of Hibbitt that the development in respect of which they had granted prior approval could not in fact be carried out as PD.. I discussed this issue in paragraph 16.2 of Chapter 16 in the Third Edition of my book on Permitted Changes of Use.

So far as permitted development under Part 6 is concerned (allowing certain agricultural building or engineering operations), the Court of Appeal in Keenan v Woking BC was clear that under the terms of Part 6, the LPA does not have the power to determine whether or not a proposed development under that part of Schedule 2 does or does not qualify as permitted development, and it was stressed that this is so, despite the fact that the guidance in paragraph E14 of Annex E to former PPG7 might have been read as encouraging it to do so.

Some LPAs have assumed that Keenan is authority for the general proposition that a grant of prior approval does not amount to a determination that the development in question does qualify as PD. However, as I pointed out in the book, the wording of paragraph W.(3) does appear to give an LPA that power in relation to proposed development under Part 3. Paragraph W.(3) provides that the LPA may refuse an application where, in the opinion of the authority, the proposed development does not comply with (or the developer has provided insufficient information to enable the authority to establish whether the proposed development complies with) any conditions, limitations or restrictions specified in Part 3 as being applicable to the development in question. It was on this basis that I expressed the view that there is at least an implication in paragraph W.(3) that the LPA may (and probably will) consider not only the specific matters requiring prior approval, but will also consider whether the proposed development complies with any conditions, limitations or restrictions specified in Part 3 as being applicable to the development in question.

It is therefore arguable, I suggested, that in giving its prior approval in respect of the prescribed matters, the LPA impliedly accepts that the proposed development complies with the relevant conditions, limitations or restrictions specified in Part 3 as being applicable to the development in question, because paragraph W.(3) provides that the LPA may refuse the prior approval application where these qualifications are not met, and there must be a reasonable expectation that the authority will necessarily do so in those circumstances. I suggested that It is arguable that, for this reason, the prior approval also has the effect of confirming that the proposed development does qualify as permitted development, in compliance with the applicable conditions, limitations and restrictions.

I suggested that further support for this proposition may perhaps be derived from the judgment of May J in R v Sevenoaks DC Ex p. Palley [1994] E.G. 148 (C.S.), and went on to summarise that judgment and the various judicial authorities that were reviewed in that case. In doing so, I nevertheless conceded that Ex p Palley can have no application in Part 6 cases, in light of the clear decision of the Court of Appeal in Keenan. I also added a caveat that Ex p Palley was decided some years before the House of Lords decision in Reprotech, which perhaps throws some doubt on the extent, if any, that reliance can still be placed on Ex p Palley in other prior approval cases. So my remarks in paragraph 16.2 ended on a somewhat tentative note, with the observation that there could be no guarantee that an argument based on the judgment in Ex p Palley would necessarily be accepted if it were to come before the High Court or the Court of Appeal.

My reason for raising this issue again now is that I have noticed that a case is due for hearing in the High Court on 11 May (R (Smolas) v Herefordshire Council) which raises this issue of whether LPAs have the power when considering a prior approval application of also determining whether the proposed development does in fact fall within the scope of the relevant class of PD under the GPDO. I do not know the subject matter of the dispute in Smolas, nor do I know under what Part or Class in the Second Schedule to the GPDO the proposed development is alleged to fall, but I am hoping that the forthcoming decision in the High Court may perhaps help to remove the remaining uncertainty that I had identified, one way or the other.

© MARTIN H GOODALL

5 comments:

  1. 3241873 (Broad Oak Alpaca Farm) - I know its not a 'legal decision' but in my opinion this this appeal decision was a breath of fresh air when considering this issue from a layman's point of view. Keenan simply doesn't make sense.

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  2. From an LPA point of view I've long felt there needs to be a clear process for such cases - ideally one where the LPA is able to issue some form of notice that in their view the proposal does not qualify as PD and separately (and without prejudice) a decision on the merits of whatever prior approval is required. This longstanding confusion about the scope of prior approval decisions viz the underlying status of the project as PD or not has never had a satisfactory answer IMO. Unfortunately I think W3 just confuses the issue further as it merely implies a power by setting a policy in effect.

    In other news, another PD judgement yesterday with some possibly overlapping issues?
    https://www.bailii.org/ew/cases/EWHC/Admin/2021/720.html

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  3. I think it is a fair discussion point but on balance I think if there is no express requirement for the decision maker to make a binding determination as to whether it is PD then one can’t rely on a PA decision or officer’s report to that degree. Some decision makers on PA applications relating to Class Q make a very detailed assessments against the limitations and conditions of the GPDO and some even dodge the question altogether for example see appeal 3232168 where the inspector could have gone further and assessed the merits of the proposal against PD but because they didn’t have to they chose not to. Given the level of PD uncertainty in the PA appeal decision despite it being allowed, the applicant had little choice but to follow up with a LDC application which was eventually dismissed at appeal (ref. 3256290)…it would have saved a lot of time if the original inspector was bound to determine PD at the same time i.e. why not amend Q.2(2) to make it a condition for the applicant to also simultaneously submit a LDC application at the same time as a PA application...which is a sensible cause of action anyway.

    Whilst on the topic of Class Q appeal 3235094 is a prime example why developers should comply with the GPDO and also any conditions when carrying out the works. It is a stark reminder to developers that a PA decision doesn’t somehow give you carte blanche to do whatever works you want so long as you are still creating a dwelling! It might make the many self-builders and developers who insist on posting photos of their wonderful builds on social media when it is quite clear that a lot of them aren’t strictly in accordance with the limited works set out on their PA submissions and are beyond PD when tested against Hibbitt etc. Is bragging about your build to the world worth the risk of enforcement and having to demolish your hard work.

    The appeal also raised an interesting point about whether or not the developer had breached planning conditions on a permission or whether in fact because of the extent of the works they didn’t actually have a planning permission for any of the works in any event.

    Worth noting that this appeal isn’t the first of its kind in fact I recall the Braintree “isolation” case was for a retrospective new build application following the developer going beyond their PD Class Q/MB rights.

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  4. Can a Lawful Development Certificate be employed in these instances? I'm thinking particularly of extensions under the Neighbour Consultation Scheme. So, for instance, where a developer wants an opinion as to whether a development is lawful (subject to the acquiesence of Neighbours). If so, would the order of events (Prior Approval and LDC) matter?

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    1. I very much doubt whether this suggestion would work. I am not aware of an LDC under section 192 being issued on a contingent basis. If the development would only become lawful upon the happening of a certain event or events, then it seems to me that the LPA is not in a position yet to certify that the proposed development will be lawful.

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